FLC Capital Advisors
Firm details
- Headquarters
- Palm Desert, California
- CRD number
- 111822
- Registered since
- February 7, 2013
- Website
- www.flccapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- HNWI82.65%
- Individuals16.33%
- Other Investment Advisers0.9%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
FLC Capital Advisors is an independent, privately owned registered investment adviser that began operating in 2013. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its advisory services focus on financial planning, portfolio management for individuals and small businesses, and the selection of third‑party managers. Fee arrangements are flexible and include percentage‑of‑AUM billing alongside hourly, fixed, and commission‑based options. The firm does not describe itself as an active ESG investor and is not structured as a multistate or pension consultant adviser. It lists an accountant among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- US Government Bonds11%
- State & Local Bonds11%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
Owners & executives
2 of 2
Max Briggs
President and Chief Executive OfficerCRD 2737513
Brian Ekstrom
Chief Compliance Officer & Director of OperationsCRD 4492678
Contacts
3 of 3
Jeremy Ofseyer
PrincipalCRD 4785239
Daniel Neil
Sr. Vice PresidentCRD 4292619
Brandon Ross
Assistant Portfolio ManagerCRD 7981579
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 98Active vs passive
$438M in ETFs
96%
$421M
1%
$17.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $47.1M | 216,102 | 10.75% |
Location
Palm Desert, CA
Riverside
Location
Palm Desert, CA
Headquartered in Palm Desert, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Riverside
- Address
- 44750 Village Ct
- Time zone
- PT (UTC-8)
- Office locations
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