Focus Securities LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
Gainesville, Virginia
CRD number
150589
Registered since
January 28, 2010

Firm profile

FINTRX

Overview

Focus Securities LLC is organized as a limited liability company and has been SEC-registered since 2010. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser that directly manages client portfolios. Ownership is listed as a combination of a domestic entity and an individual. The firm does not appear to act as a capital allocator on FINTRX’s record, and it is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Specifics on client segments, fee schedules, or detailed advisory activities are not provided in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Thompson

    Richard Thompson

    Chief Financial OfficerCRD 5685646

  • Robert Beard

    Robert Beard

    Chief Compliance Officer and Managing DirectorCRD 5771682

  • Richard Thomas

    Richard Thomas

    CEOCRD 5325274

Contacts

3 of 35
  • April Taylor

    April Taylor

    Managing DirectorCRD 6545818

  • Jorge Maceyras

    Jorge Maceyras

    Managing DirectorCRD 5176727

  • George Shea

    George Shea

    PartnerCRD 5194038

Unlock 32 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Gainesville, VA

Prince William

Location

Gainesville, VA

Headquartered in Gainesville, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Prince William
Address
7371 Atlas Walk Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth