Focus Securities LLC
Firm details
- Headquarters
- Gainesville, Virginia
- CRD number
- 150589
- Registered since
- January 28, 2010
- Website
- focusbankers.com
Firm profile
FINTRXOverview
Focus Securities LLC is organized as a limited liability company and is registered with the SEC (registration year 2010). The firm is classified as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a domestic entity and individual combination. Public-facing activity fields such as advisory services, business activities, and client types were not supplied in the source data. Registered attributes in the filing indicate the firm does not identify as an active ESG investor, is not a multi-state adviser, is not newly formed, and does not serve as a pension consultant or related adviser. Those designations imply a narrow set of regulatory filings and that the firm is not positioning itself as a multi-jurisdictional advisory practice in the data provided.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Richard Thomas
CEOCRD 5325274

Richard Thompson
Chief Financial OfficerCRD 5685646

Robert Beard
Chief Compliance Officer and Managing DirectorCRD 5771682
Contacts
3 of 32
James Sowers
Managing DirectorCRD 2750799

John Slater
Senior AdvisorCRD 1067061

John Sinders
Managing DirectorCRD 1699455
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Gainesville, VA
Prince William
Location
Gainesville, VA
Headquartered in Gainesville, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Prince William
- Address
- 7371 Atlas Walk Way
- Time zone
- ET (UTC-5)
- Office locations
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