Focus Securities LLC
Firm details
- Headquarters
- Gainesville, Virginia
- CRD number
- 150589
- Registered since
- January 28, 2010
- Website
- focusbankers.com
Firm profile
FINTRXOverview
Focus Securities LLC is organized as a limited liability company and is registered with the SEC since 2010. The FINTRX snapshot classifies the firm as an investment bank rather than a traditional asset manager or multi-state registered adviser. Ownership is recorded as a mix of a domestic entity and an individual. The firm is not listed as a capital allocator and is not identified as an active ESG investor. FINTRX does not flag the firm as a pension consultant, a related adviser, or a newly formed adviser. The dataset does not include descriptive detail about the firm’s advisory services, fee model, or typical client segments.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Richard Thomas
CEOCRD 5325274

Richard Thompson
Chief Financial OfficerCRD 5685646

Robert Beard
Chief Compliance Officer and Managing DirectorCRD 5771682
Contacts
3 of 33
James Sowers
Managing DirectorCRD 2750799

John Slater
Senior AdvisorCRD 1067061

John Sinders
Managing DirectorCRD 1699455
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Gainesville, VA
Prince William
Location
Gainesville, VA
Headquartered in Gainesville, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Prince William
- Address
- 7371 Atlas Walk Way
- Time zone
- ET (UTC-5)
- Office locations
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