FOCUS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
GAINESVILLE, Virginia
CRD number
150589
Registered since
January 28, 2010

Firm profile

FINTRX

Overview

Focus Securities LLC is organized as a limited liability company and is recorded as SEC-registered since 2010. The firm is categorized as an investment bank rather than a traditional discretionary asset manager; the data indicates it does not act as a capital allocator. Ownership is listed as a domestic entity and individual, and the firm is not identified as a multi-state adviser, a pension consultant, or a related adviser. It is also not flagged as an active ESG investor. The available records do not describe specific advisory services, fee arrangements, client types, or business activities, so the public profile is limited to corporate classification and regulatory status.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • RICHARD THOMPSON

    Chief Financial OfficerCRD 5685646

  • ROBERT BEARD

    Chief Compliance Officer and Managing DirectorCRD 5771682

  • RICHARD THOMAS

    CEOCRD 5325274

Contacts

3 of 36
  • BRYCE STIRLEN

    Investment BankerCRD 2887371

  • APRIL TAYLOR

    Managing DirectorCRD 6545818

  • JORGE MACEYRAS

    Managing DirectorCRD 5176727

Unlock 33 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GAINESVILLE, VA

PRINCE WILLIAM

Location

GAINESVILLE, VA

Headquartered in GAINESVILLE, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
PRINCE WILLIAM
Address
7371 Atlas Walk Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth