Focus Financial
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 116140
- Registered since
- March 2, 2010
- Website
- www.focusfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI56.62%
- Individuals41.58%
- Corporations / Businesses1%
- Pension & Profit Sharing Plans0.77%
- Charitable Organizations0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Focus Financial is an independent registered investment adviser organized as a corporation and SEC-registered since 2010. The firm serves both individual and institutional clients and positions itself as a capital allocator that blends portfolio management and financial planning with adviser selection and educational services. It also operates as a registered representative of a broker-dealer and maintains insurance brokerage capabilities. Fee arrangements include AUM-based charges alongside hourly, fixed and other fee structures. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities23%
- Cash & Cash Equivalents7%
- US Government Bonds1%
Contacts
3 of 120
Elissa Larson
Financial AdvisorCRD 5745515
Christopher Hanson
Financial AdvisorCRD 5758091
Connie Heier
Financial AdvisorCRD 4428370
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 548Active vs passive
$2.5B in ETFs
81%
$2B
13%
$492M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $148M | 4,361,225 | 5.85% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 1300 Godward St Ne
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Thrivent Advisor Network, LLC
RIAMinneapolis, MN
Carval Clo Management LLC
RIAMinneapolis, MN
Hays Financial Group, LLC
RIAMinneapolis, MN
Disciplined Growth Investors Inc
RIAMinneapolis, MN
Riverbridge
RIAMinneapolis, MN
Peregrine Capital Management, LLC
RIAMinneapolis, MN