Focus Financial

RIASEC Registered

Total AUM

$6.8B

Discretionary

$6.6B

96% of AUM

Avg account

$248K

Accounts

27,510

Employees

189

Advisory reps

122

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 116140
Registered since: March 2, 2010
Website: www.focusfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI56.62%
Individuals41.58%
Corporations / Businesses1%
Pension & Profit Sharing Plans0.77%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Focus Financial is an independent registered investment adviser organized as a corporation that acts as a capital allocator for a mix of individual, family and institutional clients. The firm is SEC-registered (registration recorded in 2010) and offers a blend of fee arrangements, including percentage-of-AUM, hourly and fixed-fee engagements. It also maintains broker-dealer registration activity and operates as an insurance broker, which supports its multi-product client solutions. Service lines emphasize financial planning and discretionary portfolio management across individuals, small businesses and institutions, plus pension consulting, manager selection and client education programs. Focus Financial identifies as not pursuing an explicit ESG investing mandate.