FOCUS FINANCIAL

RIASEC RegisteredEst. 2010

Total AUM

$6.8B

Discretionary

$6.6B

96% of AUM

Avg account

$248K

Accounts

27,510

Employees

189

Advisory reps

120

Firm details

Headquarters: MINNEAPOLIS, Minnesota
CRD number: 116140
Registered since: March 2, 2010
Website: www.focusfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI56.62%
Individuals41.58%
Corporations / Businesses1%
Pension & Profit Sharing Plans0.77%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Focus Financial is an independent registered investment adviser organized as a corporation and registered with the SEC in 2010. It positions itself as a capital allocator serving both individuals/families and institutional clients. The firm offers a mix of advisory services including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational seminars. It also operates as a registered representative of a broker-dealer and an insurance broker, and uses multiple fee arrangements (percentage of AUM, hourly, fixed-fee and other structures). The firm does not identify as an active ESG investor.