Carval Clo Management LLC

RIASEC Registered
Total AUM
$7.3B
Discretionary
$7.3B
100% of AUM
Avg account
$430M
Accounts
17
Employees
1
Advisory reps
5

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
298135
Registered since
September 23, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Carval Clo Management LLC is a limited liability company that manages securitized asset funds on behalf of institutional clients. The firm is SEC-registered (registered in 2024) and positions itself as a manager of pooled investment vehicles, providing portfolio management for those structures rather than acting as a broad capital allocator. Its fee model mixes a percentage-of-assets under management with performance-based fees, and the firm identifies as an active ESG investor, indicating ESG considerations are part of its investment and manager-selection process. Ownership is recorded as a combination of a domestic entity and individual owners. The firm's affiliations span multiple segments of the financial ecosystem: connections to broker-dealers, other investment advisers, CPO/CTA relationships, trust companies, accounting and insurance firms, and sponsor/GP roles for pooled vehicles. Those ties suggest a hybrid operating model that combines fund management with sponsorship and service-provider coordination for pooled products.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Christopher Hedberg

    Christopher Hedberg

    Principal & Chief Operating OfficerCRD 2263364

  • Christie Oberg

    Christie Oberg

    Chief Compliance OfficerCRD 7606296

  • Brandynn Morris

    Brandynn Morris

    Chief Financial OfficerCRD 7718124

Contacts

2 of 2
  • Matthew Bogart

    Matthew Bogart

    Principal & General CounselCRD 5854623

  • Christopher Mawn

    PrincipalCRD 2327279

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
1601 Utica Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth