FNY Investment Advisers, LLC

RIASEC Registered

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$2.9B

Accounts

1

Employees

132

Advisory reps

6

Firm details

Headquarters: New York, New York
CRD number: 295433
Registered since: April 27, 2018
Website: www.firstny.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

FNY Investment Advisers, LLC is a hedge-fund-format investment adviser that is registered with the SEC (registered in 2018). The firm serves institutional clients and operates with a fee mix that includes both a percentage-of-assets component and performance-based fees. Its regulatory and operational profile shows CPO/CTA activity and advisory responsibilities that include managing pooled investment vehicles and selecting other advisers, indicating the firm runs or sponsors structured funds and may outsource or allocate to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 44

Active vs passive

$52.8M in ETFs

Passive

95%

$50M

Active

5%

$2.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)	BlackRock	Passive	Long Government	$36.5M	469,728	69.14%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 1540 Broadway
Time zone: ET (UTC-5)
Office locations

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