ASSET MANAGEMENT ONE USA INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 108982
- Registered since
- October 3, 1997
- Website
- www.am-one-usa.com
- Custodians
- MUFG FUND SERVICES LIMITED
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Insurance Companies77.76%
- Other Investment Advisers15.65%
- Pooled Investment Vehicles6.59%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Asset Management One USA Inc. is a corporate-structured investment manager that has been registered with the SEC since 1997 and is classified in FINTRX as a hedge fund. The firm primarily serves institutional clients and operates as a commodity pool operator/commodity trading advisor (CPO/CTA), with advisory activities that include managing pooled investment vehicles, providing portfolio management for institutions, and selecting third‑party advisers. Its compensation arrangements include asset‑based fees and hourly charges. FINTRX indicates a mixed ownership profile encompassing domestic, foreign and individual stakeholders. The firm is not identified as an active ESG investor and does not present as a multi‑state adviser in the available data. Reported industry affiliations cover broker‑dealer activity, futures commission merchant relationships, banking/thrift and trust capabilities, insurance and real estate connections, and roles as sponsor or managing member of pooled vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds83%
- Investment Grade Corp Bonds15%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2Shinjiro Nozaki
President and CEOCRD 8084958
KRISTIN WILL
Chief Compliance OfficerCRD 5599994
Contacts
3 of 4Naoyuki Fujiwara
Executive Vice PresidentCRD 8262954
Yoichiro Kuroda
CRD 8262959
Sugio Suzuki
DirectorCRD 8084695
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 250 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
DFW CAPITAL PARTNERS
RIANew York, NY
MAN INVESTMENT PARTNERS (US) LP
RIANew York, NY
RADCLIFF MANAGEMENT LLC
RIANew York, NY
FNY INVESTMENT ADVISERS, LLC
RIANew York, NY
CAPITAL COUNSEL LLC
RIANew York, NY
CASDIN CAPITAL, LLC
RIANew York, NY