DFW CAPITAL PARTNERS

RIASEC RegisteredEst. 2012
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$412M
Accounts
7
Employees
25
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
157337
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

DFW Capital Partners is a limited liability company that operates as a private equity fund manager and sponsor. Registered with the SEC in 2012, the firm focuses on managing pooled investment vehicles for institutional clients and serves as a general partner/managing member for its funds. Its fee model combines a percentage-of-assets component with performance-based fees and other fee arrangements. DFW Capital Partners reports it is not an active ESG investor, is not organized as a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • CHERI LIEBERMAN

    Chief Financial OfficerCRD 6023586

  • LYNETTE ASHBY

    General Counsel & Chief Compliance OfficerCRD 6308783

Contacts

3 of 4
  • DOUGLAS GILBERT

    PartnerCRD 2179625

  • BRIAN TILLEY

    PartnerCRD 2648426

  • BRETT PRAGER

    PartnerCRD 4439551

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
156 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth