Fmsa

RIASEC Registered
Total AUM
$216M
Discretionary
$136M
63% of AUM
Avg account
$121K
Accounts
1,784
Employees
20
Advisory reps
22

Firm details

Headquarters
,
CRD number
154136
Registered since
August 23, 2010
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI62.9%
  • Individuals19.37%
  • Pension & Profit Sharing Plans17.73%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fmsa is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (registered in 2010) and is owned by an individual principal. Its client base spans individuals and families as well as institutional accounts. Advisory services include financial planning and portfolio management for individuals and small businesses, while the firm also operates as an insurance broker and maintains an affiliation with an insurance company. The firm charges fees on a percentage-of-AUM basis and also offers hourly billing for certain services. Fmsa does not identify as an active ESG investor. Its stated activities and business model indicate a blended wealth management practice that combines ongoing portfolio management with insurance distribution.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 57%, Non-Exchange Traded Equities 28%, Exchange Traded Equities 8%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%57%
  • Private Funds57%
  • Non-Exchange Traded Equities28%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Contacts

3 of 22
  • Patrick Jordan

    Patrick Jordan

    Investment AdvisorCRD 5356237

  • Jimmy Ray

    Jimmy Ray

    Investment AdviserCRD 7183928

  • Jonathan Eleser

    Jonathan Eleser

    Investment AdvisorCRD 6163472

Unlock 19 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth