FLI Investors, LLC

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Jericho, New York
CRD number
17128
Registered since
August 5, 1988

Firm profile

FINTRX

Overview

FLI Investors, LLC is recorded as a Delaware-registered limited liability company that has been SEC-registered since 1988. The firm is identified in the source data as a domestic entity/individual-owned adviser and is classified as "unclassified" in available filings. The dataset flags the firm as not acting as a capital allocator and not being an active ESG investor; it is likewise not listed as a multistate adviser, newly formed adviser, pension consultant, or related adviser. Available disclosures in the provided material are sparse about the firm's client types, advisory services, investment approach, fee schedules, and use of alternative investments or family office services. For someone evaluating the firm for a referral or partnership, current regulatory filings or direct outreach will be necessary to obtain details on offerings, investment strategies, custody arrangements, and any specialization the firm may have.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Robert Rosenthal

    Robert Rosenthal

    Chairman, CEO & Chief Investment OfficerCRD 1439033

  • Ralph Palleschi

    Ralph Palleschi

    President and Chief Operating OfficerCRD 1439102

Contacts

3 of 6
  • Philip Malakoff

    Philip Malakoff

    Executive Manager DirectorCRD 1614500

  • Edward Palleschi

    Edward Palleschi

    Executive Manager DirectorCRD 4157317

  • Therese Vobis

    Therese Vobis

    Senior Vice PresidentCRD 6896614

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Jericho, NY

Nassau

Location

Jericho, NY

Headquartered in Jericho, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
1 Jericho Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth