FLI Investors, LLC

Broker-DealerFINRA MemberEst. 1988
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Jericho, New York
CRD number
17128
Registered since
August 5, 1988

Firm profile

FINTRX

Overview

FLI Investors, LLC is organized as a limited liability company and has been registered with the SEC since 1988. The firm is owned by domestic interests and is classified in the available records as "unclassified," with no designation as a capital allocator. The dataset indicates the firm is not an active ESG investor, not a multi-state adviser, not newly formed, and does not serve in a pension-consulting or related-adviser capacity. Public disclosures provided to FINTRX are sparse: the firm did not supply descriptive information about its advisory activities, business lines, or manager allocation preferences. That limited transparency makes it difficult to characterize client segments, investment focus, or the services the firm emphasizes beyond its basic organizational details.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robert Rosenthal

    Robert Rosenthal

    Chairman, CEO & Chief Investment OfficerCRD 1439033

  • Ralph Palleschi

    Ralph Palleschi

    President and Chief Operating OfficerCRD 1439102

Contacts

3 of 6
  • Philip Malakoff

    Philip Malakoff

    Executive Manager DirectorCRD 1614500

  • Edward Palleschi

    Edward Palleschi

    Executive Manager DirectorCRD 4157317

  • Therese Vobis

    Therese Vobis

    Senior Vice PresidentCRD 6896614

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jericho, NY

Nassau

Location

Jericho, NY

Headquartered in Jericho, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
1 Jericho Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth