FIS Brokerage & Securities Services LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Bolingbrook, Illinois
CRD number
104162
Registered since
October 12, 2000

Firm profile

FINTRX

Overview

FIS Brokerage & Securities Services LLC is organized as a limited liability company and has been SEC-registered since 2000. Publicly available registry fields classify the firm as unclassified and list its ownership as a mix of a domestic entity and an individual. The record indicates the firm is not designated as a capital allocator, does not identify as an active ESG investor, and is not flagged as a multi-state or newly formed adviser. It is also not listed as a pension consultant or a related adviser. The dataset does not include descriptions of advisory or brokerage activities, client segments, fee schedules, or the firm’s investment approach, so there is no reported information on how the firm sources or manages investment strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jenel Damis

    Jenel Damis

    Chief Compliance OfficerCRD 3261583

Contacts

3 of 28
  • Steven Johnson

    Head Of Client ServicesCRD 2613782

  • William Cavalier

    Account RepresentativeCRD 2706872

  • Michael Vogel

    Michael Vogel

    PresidentCRD 2814935

Unlock 25 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bolingbrook, IL

Will

Location

Bolingbrook, IL

Headquartered in Bolingbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Will
Address
270 Remington Blvd
Time zone
CT (UTC-6)
Office locations

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