First And Main Financial

Overview

First And Main Financial is an independent, individual-owned RIA organized as an LLC and registered with the SEC in 2025. The firm serves primarily individual and family clients and provides a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fees are billed through a combination of percentage-of-AUM arrangements, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser; it is also not classified as a capital allocator. First And Main Financial received recognition from FA Magazine in 2020 as a Top RIA Firm. The firm lists Charles Schwab & Co., Inc. as its custodian for client assets.

Assets & Accounts

Investments & Alternatives

Location & Offices