Red Swan Private Client

Overview

Red Swan Private Client is a corporation operating as an SEC-registered institutional registered investment adviser (SEC registration year 2020). The firm is privately held by domestic ownership and is classified as an institutional RIA, though its advisory activities include portfolio management for individuals and small businesses as well as for businesses and institutional clients. Red Swan bills clients on a percentage-of-assets-under-management basis supplemented by other fee arrangements. The firm’s filings indicate it does not act as a capital allocator and is not positioned as an active ESG investor. Red Swan reports a broker-dealer industry affiliation. Its ADV shows the entirety of reported advisory assets as non-discretionary, which suggests client-directed or consultative-managed mandates rather than discretionary model-management across the book.

Assets & Accounts

Investments & Alternatives

Location & Offices