Red Swan Private Client

Overview

Red Swan Private Client is a corporation operating as an institutional registered investment adviser. The firm is SEC registered (registration year 2020) and lists its primary advisory work as portfolio management for both individuals/small businesses and for businesses or institutions. Its client base is skewed toward institutional relationships, though it also provides customized portfolio management for private clients. Compensation is at least partly percentage-of-AUM based. Red Swan identifies a broker-dealer affiliation in its industry relationships. It does not describe itself as a capital allocator and is not positioned as a pension consultant or a multi-state advisory network. The firm does not characterize itself as an active ESG investor.

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Investments & Alternatives

Location & Offices