Kagan Cocozza Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 154321
- Registered since
- November 29, 2024
- Website
- www.kagancocozza.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.05%
- Individuals24.95%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kagan Cocozza Asset Management is an independent, SEC-registered registered investment adviser organized as a corporation and listed as owner type Individual. The firm focuses on fee-based portfolio management for individual and family clients as well as for small businesses and other institutions. Its retail client base is served on a percentage-of-AUM fee model. The firm does not describe itself as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator. An industry affiliation with a law firm is listed on its profile. The firm began SEC registration in 2024 and operates as a traditional RIA rather than a multi-affiliate or related-adviser structure. Advisory services emphasize discretionary portfolio management across taxable and institutional relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities13%
- Cash & Cash Equivalents5%
Contacts
2 of 2
Laurence Kagan
Co-FounderCRD 5298126
Michael Cocozza
Co-FounderCRD 5305966
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$231M in ETFs
74%
$171M
0%
$59.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $25.2M | 286,656 | 10.88% |
Location
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Location
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Headquartered in , null.
- Office locations
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