Kagan Cocozza Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 154321
- Registered since
- November 29, 2024
- Website
- www.kagancocozza.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.05%
- Individuals24.95%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kagan Cocozza Asset Management is an independent registered investment adviser organized as a corporation and owned by an individual principal. The firm works mainly with individual and family clients and bills for advice as a percentage of assets under management. Advisory services explicitly include portfolio management for individuals and small businesses as well as for businesses or institutions. Kagan Cocozza is registered with the SEC (registration year 2024). The firm does not identify as an active ESG investor and is not flagged as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities13%
- Cash & Cash Equivalents5%
Contacts
2 of 2
Laurence Kagan
Co-FounderCRD 5298126
Michael Cocozza
Co-FounderCRD 5305966
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$237M in ETFs
74%
$174M
0%
$62.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $27.1M | 302,139 | 11.44% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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