Financial Spectrum Inc.
Firm details
- Headquarters
- Jenkintown, Pennsylvania
- CRD number
- 123169
- Website
- www.financialspectrum.com
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Spectrum Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves individual and family clients and provides financial planning and portfolio management services for individuals and small businesses. Its fee model combines a percentage-of-AUM charge with hourly billing. Filings indicate the adviser does not operate as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds35%
- Exchange Traded Equities26%
- Non-Exchange Traded Equities22%
- Cash & Cash Equivalents9%
- Other8%
Contacts
1 of 1Wayne Gifford
PresidentCRD 3166987
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Jenkintown, PA
Montgomery
Location
Jenkintown, PA
Headquartered in Jenkintown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 800 West Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Ducharme Wealth Advisors, LLC
RIAJenkintown, PA
Modern Wealth Concepts LLC
RIAJenkintown, PA
Alvin Clay Financial Advisors, LLC
RIAJenkintown, PA
The Aranda Group Advisors, LLC
RIAJenkintown, PA
Elliker Financial
RIAMorgantown, PA
Kanakadhara Financial Enterprise
RIACarnegie, PA