Financial Planning Associates, LLC

RIASEC RegisteredEst. 2014
Total AUM
$74.7M
Discretionary
$74.7M
100% of AUM
Avg account
$1.2M
Accounts
60
Employees
1
Advisory reps
1

Firm details

Headquarters
White Plains, New York
CRD number
159404
Registered since
February 5, 2014
Custodians
CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • HNWI86.44%
  • Individuals13%
  • Pension & Profit Sharing Plans0.56%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Planning Associates, LLC is an independent, individually owned RIA that acts as a capital allocator for both individuals/families and institutional clients. The firm provides financial planning and portfolio management for individuals and small businesses, and it also performs selection of outside advisers. Its fee model includes percentage-of-AUM billing alongside hourly fees and other arrangements. The adviser is not positioned as an ESG investor and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 14%, US Government Bonds 8%, State & Local Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities14%
  • US Government Bonds8%
  • State & Local Bonds1%

Contacts

1 of 1
  • Antonio Taddeo

    Investment Advisor RepresentativeCRD 5110448

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

White Plains, NY

Westchester

Location

White Plains, NY

Headquartered in White Plains, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
399 Knollwood Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth