FINANCIAL PLANNING ASSOCIATES, LLC

RIASEC RegisteredEst. 2014

Total AUM

$74.7M

Discretionary

$74.7M

100% of AUM

Avg account

$1.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: WHITE PLAINS, New York
CRD number: 159404
Registered since: February 5, 2014
Website: fpassociatesllc.com
Custodians: CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: HNWI86.44%
Individuals13%
Pension & Profit Sharing Plans0.56%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Planning Associates, LLC is an independent registered investment adviser that has been SEC-registered since 2014 and is owned by an individual. The firm positions itself as a capital allocator for both individual and institutional clients, focusing on comprehensive financial planning and discretionary portfolio management for individuals and small businesses. Services include financial planning, portfolio management and the selection of third-party advisers, and the firm also maintains an insurance company affiliation. Investment activity centers on publicly traded pooled vehicles—mutual funds and similar public funds are the primary building blocks of client portfolios. The adviser is not an active ESG investor and does not operate as a multi-state or pension consultant. Fee arrangements include a percentage of assets under management, hourly charges and other fee structures, allowing flexibility for different client engagement types.