DOWNTOWN INVESTMENT ADVISORY

RIASEC RegisteredEst. 2017

Total AUM

$125M

Discretionary

$125M

100% of AUM

Avg account

$819K

Accounts

153

Employees

Advisory reps

Firm details

Headquarters: WHITE PLAINS, New York
CRD number: 168812
Registered since: April 17, 2017
Website: www.downtownllc.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM
Client types: HNWI84.98%
Individuals7.81%
Charitable Organizations7.21%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Downtown Investment Advisory is an independent registered investment adviser organized as an LLC and SEC-registered in 2017. The firm operates as a capital allocator with a fee model tied to a percentage of AUM, serving individual and family clients alongside institutional accounts. Its advisory work covers discretionary portfolio management for individuals and small businesses, pooled investment vehicles, and management for business or institutional balance sheets. Investment posture is tilted toward fixed income: the firm favors investment-grade corporate bonds as the primary building block of client portfolios. Downtown Investment Advisory does not position itself as an ESG-driven manager, and it is not structured as a multi-state adviser. As an independent RIA owned by an individual, the firm emphasizes direct portfolio management and delegated allocations to third-party managers where appropriate.