Dynamic Trading Management, LLC

RIASEC RegisteredEst. 2006

Total AUM

$117M

Discretionary

$74.2M

64% of AUM

Avg account

$833K

Accounts

140

Employees

Advisory reps

Firm details

Headquarters: White Plains, New York
CRD number: 142638
Registered since: December 11, 2006
Custodians: INTERACTIVE BROKERS LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI50.66%
Pension & Profit Sharing Plans38.28%
Individuals10.42%
Corporations / Businesses0.64%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dynamic Trading Management, LLC is an owner-operated limited liability company that has been SEC-registered since 2006. The firm is classified as a non-independent retail RIA and charges clients on a percentage-of-AUM basis. Its client base includes both individuals and families as well as institutional or business clients, and its advisory work covers portfolio management for individuals/small businesses and for businesses or institutions. The firm combines advisory services with broker-dealer and insurance distribution activities: it operates as a registered representative of a broker-dealer and as an insurance broker. Dynamic Trading Management does not identify as an active ESG investor and is not listed as a multi-state adviser or a capital allocator.