Financial Northeastern Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Fairfield, New Jersey
CRD number
17007
Registered since
November 22, 1985

Firm profile

FINTRX

Overview

Financial Northeastern Securities, LLC is organized as a limited liability company with a mix of domestic-entity and individual ownership. The firm’s public profile is minimal; the record classifies it as unclassified and flags a number of negative designations — it is not identified as a capital allocator, is not an active ESG investor, is not listed as a multi-state adviser, and is not noted as a pension consultant, related adviser, or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jeffrey Zage

    Chief Executive OfficeCRD 1286688

  • Lucine Ezik

    Lucine Ezik

    CFOCRD 4142919

  • Scott Mitchell

    Scott Mitchell

    Chief Executive OfficerCRD 4717597

Contacts

3 of 31
  • David Lewis

    David Lewis

    Registered Sales AssistantCRD 7058940

  • Daniel Miceli

    Daniel Miceli

    Vice PresidentCRD 6210581

  • De Nguyen

    De Nguyen

    Vice PresidentCRD 4826918

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fairfield, NJ

Essex

Location

Fairfield, NJ

Headquartered in Fairfield, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
100 Passaic Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth