FINANCIAL ADVISORY SERVICES

Overview

Financial Advisory Services is an independent, sole‑proprietor registered investment adviser focused on planning and discretionary portfolio management for individuals, families and select institutional or pooled vehicles. The firm combines traditional financial planning and portfolio oversight with insurance brokerage capabilities, which it uses to integrate annuities and insurance solutions into client programs. Its stated fee models include percentage of AUM, hourly billing and performance‑based arrangements, enabling flexibility across one‑off planning engagements, ongoing discretionary relationships and certain pooled or alternative structures where incentive fees apply. Investment activity is concentrated in public equities, with a clear preference for exchange‑traded instruments as the primary building blocks of client portfolios. The firm provides portfolio management for both individual and small business clients and accepts mandates for pooled investment vehicles, which aligns with its use of performance fees and external alternative managers. Financial Advisory Services does not position itself as an ESG investor and operates as a single‑state adviser with a single office footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices