Fimco Securities Group, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Port Washington, Wisconsin
CRD number
30343
Registered since
May 28, 1992

Firm profile

FINTRX

Overview

Fimco Securities Group, Inc. is a corporate-structured entity registered with the SEC as an investment adviser since 1992. The firm is owned by an individual and is recorded in regulatory data as "unclassified" for business type. Available records indicate the firm does not act as a capital allocator and it does not identify as an active ESG investor. It is not listed as a multi-state adviser, newly formed adviser, pension consultant, or a related adviser in the source data. The firm has not provided public details about its client segments, fee schedules, specific advisory activities, or typical product mix. Limited disclosure in public filings means the firm's target clients, service model, and investment process are not documented in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • Frederick Henry

    OwnerCRD 1429664

  • Mark Henry

    Mark Henry

    Marketing AssistantCRD 1732827

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Port Washington, WI

Ozaukee

Location

Port Washington, WI

Headquartered in Port Washington, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Ozaukee
Address
110 S Wisconsin St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth