FIFTH THIRD WEALTH ADVISORS LLC
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 313015
- Registered since
- August 17, 2021
- Website
- www.53.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, FIFTH THIRD SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI38.15%
- Corporations / Businesses28.24%
- State / Municipal Government15.17%
- Charitable Organizations12.34%
- Individuals4.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Fifth Third Wealth Advisors LLC is a limited liability company that functions as a capital allocator and a conventional broker‑dealer serving both individual/family and institutional clients. The firm registers advisory services including financial planning, discretionary portfolio management for individuals, small businesses and institutions, manager selection, and investor education through published materials and seminars. Its fee arrangements include asset‑based charges and fixed fees. The firm identifies as an active ESG investor and maintains multiple industry roles—broker‑dealer, other investment adviser, registered municipal advisor, CPO/CTA affiliate, and relationships with banking, trust and insurance entities—which suggests an integrated model that combines wealth management, custody/processing links and access to sponsor/GP activities. Fifth Third Wealth Advisors began SEC registration in 2021 and is organized under domestic ownership with individual ownership ties. Its positioning appears to blend traditional brokerage capabilities with an advisory franchise that can allocate to third‑party managers and sponsor pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities22%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents21%
- US Government Bonds14%
- Investment Grade Corp Bonds13%
Owners & executives
3 of 6DARREN EARNHARDT
Chief Operating OfficerCRD 2356117
JOHN HOETING
Co-Chief Fixed Income OfficerCRD 2851651
CHRISTOPHER OSMOND
Chief Investment OfficerCRD 4841700
Contacts
3 of 63CAROLYN BALZANO
Assistant Vice PresidentCRD 6065296
AMY PERRIN
Managing DirectorCRD 3012638
Christian Gannon
Senior Portfolio ManagerCRD 5897521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 154Active vs passive
$1.3B in ETFs
95%
$1.3B
3%
$63.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $325M | 497,598 | 24.49% |
Location
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 38 Fountain Square Plz
- Time zone
- ET (UTC-5)
- Office locations
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