FIFTH THIRD WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2021
Total AUM
$7.8B
Discretionary
$7.8B
100% of AUM
Avg account
$3.7M
Accounts
2,121
Employees
83
Advisory reps
69

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
313015
Registered since
August 17, 2021
Website
www.53.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, FIFTH THIRD SECURITIES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI38.15%
  • Corporations / Businesses28.24%
  • State / Municipal Government15.17%
  • Charitable Organizations12.34%
  • Individuals4.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Fifth Third Wealth Advisors LLC is a limited liability company that functions as a capital allocator and a conventional broker‑dealer serving both individual/family and institutional clients. The firm registers advisory services including financial planning, discretionary portfolio management for individuals, small businesses and institutions, manager selection, and investor education through published materials and seminars. Its fee arrangements include asset‑based charges and fixed fees. The firm identifies as an active ESG investor and maintains multiple industry roles—broker‑dealer, other investment adviser, registered municipal advisor, CPO/CTA affiliate, and relationships with banking, trust and insurance entities—which suggests an integrated model that combines wealth management, custody/processing links and access to sponsor/GP activities. Fifth Third Wealth Advisors began SEC registration in 2021 and is organized under domestic ownership with individual ownership ties. Its positioning appears to blend traditional brokerage capabilities with an advisory franchise that can allocate to third‑party managers and sponsor pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 22%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 21%, US Government Bonds 14%, Investment Grade Corp Bonds 13%, State & Local Bonds 6%, Derivatives 2%22%
  • Exchange Traded Equities22%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents21%
  • US Government Bonds14%
  • Investment Grade Corp Bonds13%

Owners & executives

3 of 6
  • DARREN EARNHARDT

    Chief Operating OfficerCRD 2356117

  • JOHN HOETING

    Co-Chief Fixed Income OfficerCRD 2851651

  • CHRISTOPHER OSMOND

    Chief Investment OfficerCRD 4841700

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Contacts

3 of 63
  • CAROLYN BALZANO

    Assistant Vice PresidentCRD 6065296

  • AMY PERRIN

    Managing DirectorCRD 3012638

  • Christian Gannon

    Senior Portfolio ManagerCRD 5897521

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 154

Active vs passive

$1.3B in ETFs

Passive

95%

$1.3B

Active

3%

$63.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$325M497,59824.49%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
38 Fountain Square Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth