PCA INVESTMENT ADVISORY SERVICES, INC.
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 123475
- Registered since
- December 15, 2006
- Website
- www.pencorp.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- Pension & Profit Sharing Plans77.89%
- HNWI17.66%
- Individuals4.26%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
PCA Investment Advisory Services, Inc. is an independent, SEC-registered RIA that began registration in 2006 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients and acts as a capital allocator. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. PCA uses multiple fee approaches (percentage of AUM, hourly, fixed fees, commissions and other arrangements) and reports that it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3THOMAS SEITZ
CEOCRD 1238435
Patrick Hayes
Chief Compliance OfficerCRD 6571587
Karey Williams
Chief Compliance OfficerCRD 1394426
Contacts
3 of 11CARRIE LUCAS
Retirement Plan ConsultantCRD 5537773
MARK JANSZEN
Vice President, Wealth ManagementCRD 5403890
Justin Dornbach
Investment Advisor RepresentativeCRD 7254155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$271M in ETFs
74%
$201M
25%
$69.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $43M | 65,656 | 15.89% |
Location
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 2133 Luray Ave
- Time zone
- ET (UTC-5)
- Office locations
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