PCA Investment Advisory Services, Inc.

RIASEC Registered

Total AUM

$4.3B

Discretionary

$2.3B

53% of AUM

Avg account

$2M

Accounts

2,187

Employees

15

Advisory reps

15

Firm details

Headquarters: Cincinnati, Ohio
CRD number: 123475
Registered since: December 15, 2006
Website: www.pencorp.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: Pension & Profit Sharing Plans77.89%
HNWI17.66%
Individuals4.26%
Corporations / Businesses0.19%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

PCA Investment Advisory Services, Inc. is an independent, privately held registered investment adviser that has been SEC-registered since 2006. The firm operates as an individual-owned corporation and describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. PCA uses a mix of fee approaches (percentage of AUM, hourly, fixed fees) and also accepts commissions and other compensation arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds96%
Exchange Traded Equities2%
Cash & Cash Equivalents2%

Owners & executives

3 of 3

Thomas Seitz
CEOCRD 1238435
Patrick Hayes
Chief Compliance OfficerCRD 6571587
Karey Williams
Chief Compliance OfficerCRD 1394426

Contacts

3 of 12

Justin Seitz
Vice PresidentCRD 5273437
Zachary Burns
Managing PartnerCRD 4402336
Seth Priestle
PartnerCRD 6322781

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 51

Active vs passive

$330M in ETFs

Passive

70%

$232M

Active

29%

$98.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$49.6M	64,737	15.02%

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Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area: Cincinnati-Wilmington-Maysville, OH-KY-IN
Region: Midwest
County: Hamilton
Address: 2133 Luray Ave
Time zone: ET (UTC-5)
Office locations

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