GATEWAY INVESTMENT ADVISERS, LLC

RIASEC RegisteredEst. 2008

Total AUM

$11.6B

Discretionary

$11.6B

100% of AUM

Avg account

$36.4M

Accounts

318

Employees

Advisory reps

Firm details

Headquarters: CINCINNATI, Ohio
CRD number: 146681
Registered since: April 18, 2008
Website: www.gia.com
Custodians: CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: Investment Companies82.2%
HNWI14%
State / Municipal Government2.44%
Corporations / Businesses1.34%
Individuals0.01%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gateway Investment Advisers, LLC is a SEC-registered investment adviser organized as an LLC and operating since 2008. The firm serves both individual and family clients as well as institutional accounts, charging fees as a percentage of assets under management. Its advisory scope includes discretionary portfolio management for individuals and small businesses, management for investment companies and pooled investment vehicles, and portfolio services for businesses or other institutions. Gateway is not identified as an active ESG investor and is not positioned as a pension consultant. Gateway maintains a range of industry affiliations that go beyond pure advisory work, including relationships with broker-dealers, trust companies, banking or thrift institutions, insurance firms, and roles as sponsor or managing member of pooled investment vehicles. Those affiliations suggest the firm engages in both advisory and sponsor-type activities alongside custody and distribution partners.