FE Capital Markets

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
314943
Registered since
May 17, 2024

Firm profile

FINTRX

Overview

FE Capital Markets is organized as a limited liability company and is recorded as having registered with the SEC in 2024. Ownership is listed as a combination of a domestic entity and an individual; the snapshot classifies the firm as unclassified. The firm's filing indicates it does not operate as a capital allocator, does not identify itself as an active ESG investor, and it is not designated as a pension consultant or related adviser. Public disclosures provide only high-level regulatory attributes; they do not specify the company’s target client segments, fee schedule, or the concrete scope of its advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dianne Mattioli

    Chief Compliance OfficerCRD 714971

Contacts

3 of 4
  • Granville Ungerleider

    Granville Ungerleider

    President & Managing MemberCRD 451700

  • Kenneth Nelson

    Kenneth Nelson

    Director of FinanceCRD 4329175

  • Jake Olivieri

    Jake Olivieri

    Vice President, Investment BankingCRD 6300131

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
85 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth