FE Capital Markets

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
314943
Registered since
May 17, 2024

Firm profile

FINTRX

Overview

FE Capital Markets is organized as a limited liability company. Publicly available data on its business model and investment approach is sparse; the firm’s disclosures flag it as neither a capital allocator nor an active ESG investor and identify ownership as a combination of a domestic entity and an individual. It is not identified as a multi-state adviser, a pension consultant, or a related adviser. There are no published details about its client segments, fee structure, specific advisory activities, or investment preferences.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dianne Mattioli

    Chief Compliance OfficerCRD 714971

Contacts

3 of 3
  • Granville Ungerleider

    Granville Ungerleider

    President & Managing MemberCRD 451700

  • Aksh Patel

    Aksh Patel

    Mergers & Acquisitions AssociateCRD 7976695

  • Kenneth Nelson

    Kenneth Nelson

    Director of FinanceCRD 4329175

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
85 Broad St
Time zone
ET (UTC-5)
Office locations

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