FCA CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
322688
Registered since
February 2, 2023

Firm profile

FINTRX

Overview

FCA Capital Markets LLC is organized as a limited liability company and is recorded as SEC-registered in 2023. Ownership is shown as a combination of a domestic entity and an individual. The firm's public profile is sparse: it is classified as unclassified, is not identified as a capital allocator, and is not marked as an active ESG investor. Regulatory-related flags in the source indicate FCA Capital Markets LLC is not a multi-state adviser, not a pension consultant, and not listed as a related adviser. The firm has not provided a public description of its advisory model, client segments, fee structure, or specific business activities, so its market positioning and service mix cannot be determined from the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • KIMBERLY RYAN

    CCOCRD 4316310

  • Jennifer LaRose

    Associate DirectorCRD 3094139

  • TUNISIA HARRISON

    Advertising Review PrincipalCRD 5322024

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
240 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth