FCA Capital Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
322688
Registered since
February 2, 2023

Firm profile

FINTRX

Overview

FCA Capital Markets LLC is organized as a limited liability company and is shown as SEC-registered in 2023. The ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory/profile fields in the source are largely unclassified; it is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm has not supplied detail on its business activities, advisory offerings, fee schedule, or client segments. There is also no information provided about activities or affiliations that would clarify its target market or service model. That lack of disclosure makes it difficult to describe the firm's investment approach, client services, or operational footprint beyond the basic corporate and registration attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Kimberly Ryan

    Kimberly Ryan

    CCOCRD 4316310

  • Jennifer LaRose

    Jennifer LaRose

    Associate DirectorCRD 3094139

  • Tunisia Harrison

    Tunisia Harrison

    Advertising Review PrincipalCRD 5322024

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
240 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth