FCA Capital Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
322688
Registered since
February 2, 2023

Firm profile

FINTRX

Overview

FCA Capital Markets LLC is organized as a limited liability company that registered as an SEC adviser in 2023. Publicly available records for the firm are sparse: the entity is listed as unclassified and owned by a domestic entity/individual. The record flags it as not a capital allocator and not an active ESG investor; it is also not identified as a multistate adviser, pension consultant, or related adviser. The firm has not provided detail on its advisory services, target client segments, fee schedule, or the types of portfolios it manages. Because core business activities and investment preferences are not disclosed in the source data, there is limited visibility into the firm’s positioning or investment process.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Jennifer LaRose

    Jennifer LaRose

    Associate DirectorCRD 3094139

  • Lee Beck

    Lee Beck

    PresidentCRD 2225933

  • Vincent Cardinal

    PrincipalCRD 1501493

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
240 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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