Farley Financial
Firm details
- Headquarters
- ,
- CRD number
- 144922
- Website
- mikefarleyfinancial.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals98.79%
- Charitable Organizations1.21%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Farley Financial is an independent, privately owned registered advisory corporation that provides fee-based portfolio management primarily for individuals, families and small businesses, while also serving some institutional clients. The firm charges a percentage-of-AUM advisory fee and focuses on discretionary portfolio management responsibilities for its client base. State registrations appear in Delaware, Florida, Maryland, North Carolina and Virginia. The firm reports a non-ESG orientation and does not present itself as a capital allocator or pension consultant. Service delivery centers on traditional advisory work rather than running external fund programs or acting as a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- US Government Bonds5%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
Contacts
2 of 2
Michael Farley
Founder and PresidentCRD 4486974
Amy Castro
Portfolio Support SpecialistCRD 7390825
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations