Fallbrook Capital Securities Corp.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Calabasas, California
CRD number
101180
Registered since
April 3, 2000

Firm profile

FINTRX

Overview

Fallbrook Capital Securities Corp. is an individually owned corporation organized as an investment bank. The firm’s public profile lists it as a corporate broker-dealer-style entity rather than a traditional asset manager or institutional capital allocator. Available records do not describe client segments, fee schedules, or specific advisory services, so the firm’s commercial focus appears centered on securities activities rather than on managing pooled client assets. The profile indicates several structural characteristics: it is owned by an individual, is not identified as an allocator of institutional capital, does not present itself as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser to another registered advisory entity.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Wendy Ellen

    Wendy Ellen

    Chief Compliance Officer & ControllerCRD 5606560

Contacts

3 of 10
  • Craig Sheftell

    Craig Sheftell

    PrincipalCRD 1200482

  • Brandt Blanken

    Brandt Blanken

    PresidentCRD 2245313

  • David Bonrouhi

    David Bonrouhi

    Managing DirectorCRD 2550811

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Calabasas, CA

Los Angeles

Location

Calabasas, CA

Headquartered in Calabasas, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
26610 Agoura Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth