Fairlead Strategies LLC

RIASEC RegisteredEst. 2026
Total AUM
—
Avg account
$0
Accounts
0
Employees
4
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
341167
Registered since
April 3, 2026
Fee structure
Subscription Fees
Services
Publication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Fairlead Strategies LLC is a limited liability company that registered with the SEC in 2026 and operates as an adviser to both individual and family clients and institutions. The firm is structured as a domestic entity with individual ownership and is identified as a related adviser to another investment adviser entity. It is not classified under a specific adviser category in the available data. The firm bills clients via subscription fees rather than an asset-based advisory fee schedule. Its advisory activities emphasize content and timing services: publication of periodicals or newsletters, market-timing services, and educational seminars or workshops. Fairlead Strategies is not identified as an active ESG investor, does not serve as a capital allocator, and is not positioned as a pension consultant. It also does not operate as a multistate adviser.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • Katherine Stockton

    Katherine Stockton

    Founder and Managing PartnerCRD 3085173

  • William Tamplin

    William Tamplin

    senior technical analystCRD 7422806

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
4 Greenwich Office Park
Time zone
ET (UTC-5)
Office locations

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