GFO ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 1999
Total AUM
$351M
Discretionary
$351M
100% of AUM
Avg account
$35.1M
Accounts
10
Employees
12
Advisory reps
3

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
109278
Registered since
August 5, 1999
Custodians
BANK
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.72%
  • Other0.28%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

GFO Advisory Services, LLC is an SEC-registered investment adviser organized as an LLC and operating since 1999. The firm functions as both a manager of pooled investment vehicles and a capital allocator for institutional clients. Its regulatory and business footprint spans hedge fund and private equity management, fund sponsorship/GP roles, and selection of other advisers. Compensation relies on a combination of asset-based fees and performance-linked fees, reflecting its active involvement with pooled and alternative investment structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 57%, Cash & Cash Equivalents 43%57%
  • Private Funds57%
  • Cash & Cash Equivalents43%

Owners & executives

1 of 1
  • KEITH LERNER

    Chief Investment OfficerCRD 2961603

Contacts

2 of 2
  • JEFFREY DUNN

    Executive Vice PresidentCRD 4228631

  • PATRICIA CENTENO

    Compliance DirectorCRD 2239528

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
4 Greenwich Office Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth