GAMCO ASSET MANAGEMENT INC.
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 104950
- Registered since
- September 5, 1978
- Website
- www.gabelli.com
- Custodians
- J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI39.56%
- Investment Companies37.77%
- Charitable Organizations10.31%
- Pension & Profit Sharing Plans5.24%
- State / Municipal Government4%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Gamco Asset Management Inc. is a corporation registered with the SEC since 1978 and is classified in the dataset as a hedge fund. Its client base spans individuals and families as well as institutional investors. The firm provides portfolio management across a range of client types — from individuals and small businesses to investment companies, pooled vehicles, and institutional/business accounts. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. The firm has industry roles beyond pure advisory work: it is associated with broker-dealer activity, acts as an investment adviser to others, and serves as sponsor/GP or managing member of pooled investment vehicles and limited partnerships (excluding pooled vehicles in some sponsor roles). The dataset flags that Gamco is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds3%
- Sovereign Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 5HOWARD WARD
Chief Investment OfficerCRD 1059031
MARIO GABELLI
Chairman & CEOCRD 216136
KIERAN CATERINA
Chief Accounting OfficerCRD 3049042
Contacts
3 of 12WAYNE PINSENT
Director of ResearchCRD 4808515
ANNE MORRISSY
Vice PresidentCRD 4647074
DAVID GOLDMAN
Senior Vice PresidentCRD 3191963
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$343M in ETFs
83%
$285M
11%
$58.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $45.1M | 69,048 | 13.14% |
Location
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 191 Mason St
- Time zone
- ET (UTC-5)
- Office locations
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