Gamco Asset Management Inc.

RIASEC RegisteredEst. 1978
Total AUM
$11.7B
Discretionary
$11.7B
100% of AUM
Avg account
$5.7M
Accounts
2,042
Employees
120
Advisory reps
17

Firm details

Headquarters
Greenwich, Connecticut
CRD number
104950
Registered since
September 5, 1978
Custodians
J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • HNWI39.56%
  • Investment Companies37.77%
  • Charitable Organizations10.31%
  • Pension & Profit Sharing Plans5.24%
  • State / Municipal Government4%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gamco Asset Management Inc. is a corporation that has been SEC-registered since 1978 and operates as a hedge-fund-classified adviser serving both individual/family and institutional clients. The firm provides portfolio management across a range of wrappers: individual and small business accounts, investment companies, pooled investment vehicles, and institutional or business portfolios. Its fee schedule includes percentage-of-AUM, fixed fees, performance-based fees and other arrangements. Gamco does not identify as an active ESG investor. The firm also maintains industry roles beyond pure advisory: it is affiliated with broker-dealer activity, acts as an investment adviser to other vehicles, and can serve as sponsor or general partner of pooled investment vehicles and limited partnerships. Ownership is a mix of domestic corporate and individual interests.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 3%, Sovereign Bonds 2%, Investment Grade Corp Bonds 1%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds3%
  • Sovereign Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 6
  • Howard Ward

    Howard Ward

    Chief Investment OfficerCRD 1059031

  • Mario Gabelli

    Mario Gabelli

    Chairman & CEOCRD 216136

  • Kieran Caterina

    Kieran Caterina

    Chief Accounting OfficerCRD 3049042

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Contacts

3 of 11
  • Wayne Pinsent

    Wayne Pinsent

    Director of ResearchCRD 4808515

  • Anne Morrissy

    Anne Morrissy

    Vice PresidentCRD 4647074

  • David Goldman

    David Goldman

    Senior Vice PresidentCRD 3191963

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 50

Active vs passive

$188M in ETFs

Passive

72%

$135M

Active

15%

$53.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES GOLD TRUST (IAU)BlackRockPassiveCommodities Focused$14.1M187,2217.54%

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
191 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth