GAMCO ASSET MANAGEMENT INC.

RIASEC RegisteredEst. 1978
Total AUM
$11.7B
Discretionary
$11.7B
100% of AUM
Avg account
$5.7M
Accounts
2,042
Employees
120
Advisory reps
17

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
104950
Registered since
September 5, 1978
Custodians
J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • HNWI39.56%
  • Investment Companies37.77%
  • Charitable Organizations10.31%
  • Pension & Profit Sharing Plans5.24%
  • State / Municipal Government4%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gamco Asset Management Inc. is a corporation registered with the SEC since 1978 and is classified in the dataset as a hedge fund. Its client base spans individuals and families as well as institutional investors. The firm provides portfolio management across a range of client types — from individuals and small businesses to investment companies, pooled vehicles, and institutional/business accounts. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. The firm has industry roles beyond pure advisory work: it is associated with broker-dealer activity, acts as an investment adviser to others, and serves as sponsor/GP or managing member of pooled investment vehicles and limited partnerships (excluding pooled vehicles in some sponsor roles). The dataset flags that Gamco is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 3%, Sovereign Bonds 2%, Investment Grade Corp Bonds 1%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds3%
  • Sovereign Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 5
  • HOWARD WARD

    Chief Investment OfficerCRD 1059031

  • MARIO GABELLI

    Chairman & CEOCRD 216136

  • KIERAN CATERINA

    Chief Accounting OfficerCRD 3049042

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Contacts

3 of 12
  • WAYNE PINSENT

    Director of ResearchCRD 4808515

  • ANNE MORRISSY

    Vice PresidentCRD 4647074

  • DAVID GOLDMAN

    Senior Vice PresidentCRD 3191963

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 79

Active vs passive

$343M in ETFs

Passive

83%

$285M

Active

11%

$58.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$45.1M69,04813.14%

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
191 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth