ARISTEIA CAPITAL, LLC
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 135986
- Registered since
- July 13, 2005
- Website
- www.aristeiacapital.com
- Custodians
- J.P. MORGAN SECURITIES INC., GOLDMAN SACHS & CO. LLC, BOFA SECURITIES, INC., MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles77.37%
- Sovereign Wealth Funds18.63%
- State / Municipal Government4%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Aristeia Capital, LLC is a privately held hedge fund manager that primarily serves institutional clients. The firm is structured as a limited liability company and has been SEC-registered since 2005. It operates as a commodity pool operator/commodity trading advisor (CPO/CTA) and provides portfolio management for pooled investment vehicles; it also functions as sponsor, general partner and managing member for its pooled vehicles. Compensation for its strategies includes asset-based fees and performance fees, alongside other fee arrangements. The firm identifies as an active ESG investor and is not positioned as a broad capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds32%
- Exchange Traded Equities22%
- Cash & Cash Equivalents20%
- Investment Grade Corp Bonds10%
- US Government Bonds8%
Owners & executives
2 of 2ANDREW DAVID
Partner and Chief Operating OfficerCRD 5039105
WILLIAM TECHAR
Managing Partner & Co-CIOCRD 4990476
Contacts
2 of 2ANTHONY FRASCELLA
Managing Partner & Co-FounderCRD 2157009
ROBERT LYNCH
Managing PartnerCRD 1851336
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$43.4M in ETFs
100%
$43.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG HIGH YIELD BOND ETF (JNK) | State Street | Passive | High Yield Bond | $15.3M | 160,130 | 35.33% |
Location
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 1 Greenwich Plz
- Time zone
- ET (UTC-5)
- Office locations
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