Fairfax Global Investment Management LLC

RIASEC RegisteredEst. 2021
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$533K
Accounts
277
Employees
7
Advisory reps
6

Firm details

Headquarters
,
CRD number
314171
Registered since
May 28, 2021
Custodians
AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other Investment Advisers69.17%
  • Individuals20.32%
  • HNWI5.43%
  • Pension & Profit Sharing Plans5.05%
  • Corporations / Businesses0.02%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Fairfax Global Investment Management LLC is a privately held advisory firm organized as an LLC and registered with the SEC in 2021. It serves a mix of individual, family and institutional clients, offering portfolio management for individuals and small businesses alongside pension consulting services. Fee arrangements include both percentage-of-AUM billing and fixed-fee engagements. Beyond traditional advisory activity, the firm maintains a set of market-facing affiliations: it operates as a broker-dealer and an additional investment adviser, and it is registered as a security‑based swap dealer and a futures commission merchant. It also functions as a sponsor, general partner or managing member of pooled investment vehicles, which indicates capabilities to run commingled funds or private vehicles alongside its discretionary advisory business. Fairfax does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Non-Exchange Traded Equities 32%68%
  • Exchange Traded Equities68%
  • Non-Exchange Traded Equities32%

Owners & executives

2 of 2
  • Erin Preston

    Erin Preston

    Chief Compliance OfficerCRD 5314250

  • Paul Dietrich

    Paul Dietrich

    Chief Investment StrategistCRD 4389176

Contacts

3 of 4
  • Christopher Mone

    Christopher Mone

    Executive Vice President, Head of Wealth ManagementCRD 2401952

  • Lauren Byrne

    Lauren Byrne

    IARCRD 5581640

  • James Auffenburg

    Member of the BoardCRD 6087008

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth