Fairfax Global Investment Management LLC

RIASEC RegisteredEst. 2021
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$533K
Accounts
277
Employees
7
Advisory reps
6

Firm details

Headquarters
,
CRD number
314171
Registered since
May 28, 2021
Custodians
AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other Investment Advisers69.17%
  • Individuals20.32%
  • HNWI5.43%
  • Pension & Profit Sharing Plans5.05%
  • Corporations / Businesses0.02%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Fairfax Global Investment Management LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves both individuals and families as well as institutional clients, and lists portfolio management for individuals/small businesses and pension consulting among its advisory activities. Fee arrangements include both a percentage-of-assets model and fixed fees. The firm’s ADV indicates it is not an active ESG investor and is not classified as a multi-state adviser; it is also not listed as a pension consultant despite offering pension consulting services on its advisory list. Fairfax also has affiliations that extend into broker‑dealer and private pooled-vehicle roles, including sponsor or managing-member activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Non-Exchange Traded Equities 32%68%
  • Exchange Traded Equities68%
  • Non-Exchange Traded Equities32%

Owners & executives

2 of 2
  • Erin Preston

    Erin Preston

    Chief Compliance OfficerCRD 5314250

  • Paul Dietrich

    Paul Dietrich

    Chief Investment StrategistCRD 4389176

Contacts

3 of 4
  • Christopher Mone

    Christopher Mone

    Executive Vice President, Head of Wealth ManagementCRD 2401952

  • Lauren Byrne

    Lauren Byrne

    IARCRD 5581640

  • James Auffenburg

    Member of the BoardCRD 6087008

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth