Fairfax Global Investment Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 314171
- Registered since
- May 28, 2021
- Website
- brileyfin.com
- Custodians
- AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other Investment Advisers69.17%
- Individuals20.32%
- HNWI5.43%
- Pension & Profit Sharing Plans5.05%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Fairfax Global Investment Management LLC is a privately held advisory firm organized as an LLC and registered with the SEC in 2021. It serves a mix of individual, family and institutional clients, offering portfolio management for individuals and small businesses alongside pension consulting services. Fee arrangements include both percentage-of-AUM billing and fixed-fee engagements. Beyond traditional advisory activity, the firm maintains a set of market-facing affiliations: it operates as a broker-dealer and an additional investment adviser, and it is registered as a security‑based swap dealer and a futures commission merchant. It also functions as a sponsor, general partner or managing member of pooled investment vehicles, which indicates capabilities to run commingled funds or private vehicles alongside its discretionary advisory business. Fairfax does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Non-Exchange Traded Equities32%
Owners & executives
2 of 2
Erin Preston
Chief Compliance OfficerCRD 5314250

Paul Dietrich
Chief Investment StrategistCRD 4389176
Contacts
3 of 4
Christopher Mone
Executive Vice President, Head of Wealth ManagementCRD 2401952

Lauren Byrne
IARCRD 5581640
James Auffenburg
Member of the BoardCRD 6087008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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