Fairfax Global Investment Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 314171
- Registered since
- May 28, 2021
- Website
- brileyfin.com
- Custodians
- AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other Investment Advisers69.17%
- Individuals20.32%
- HNWI5.43%
- Pension & Profit Sharing Plans5.05%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Fairfax Global Investment Management LLC is an SEC-registered institutional RIA organized as an LLC and operating since 2021. The firm serves both individual/family and institutional clients and bills using a mix of asset-based fees and fixed fees. Its stated advisory services include portfolio management for individuals and small businesses and pension consulting. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser in its filing. Industry affiliations disclosed on the filing indicate brokerage and broader capital markets activity: the firm is affiliated with a broker‑dealer, functions as an investment adviser, and is linked to entities described as a registered security‑based swap dealer and a futures commission merchant. It also reports sponsorship or general partner roles in pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Non-Exchange Traded Equities32%
Owners & executives
2 of 2
Paul Dietrich
Chief Investment StrategistCRD 4389176

Erin Preston
Chief Compliance OfficerCRD 5314250
Contacts
3 of 3Anthony Hanley
Investment Advisor RepresentativeCRD 4478784

Christopher Mone
Executive Vice President, Head of Wealth ManagementCRD 2401952
James Auffenburg
Member of the BoardCRD 6087008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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