PERKINS CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1984
Total AUM
$139M
Discretionary
$139M
100% of AUM
Avg account
$939K
Accounts
148
Employees
9
Advisory reps
4

Firm details

Headquarters
WAYZATA, Minnesota
CRD number
105028
Registered since
December 5, 1984
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM
Client types
  • HNWI69.58%
  • Individuals11.58%
  • Charitable Organizations5.7%
  • Investment Companies4.94%
  • Corporations / Businesses4.11%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Perkins Capital Management Inc is an equity-focused investment adviser that manages core portfolios for individuals, families and investment companies. The firm runs a concentrated, active-stock approach with a clear preference for exchange-traded equities and ETFs. Fee arrangements are based on a percentage of assets under management, and the adviser provides discretionary portfolio management for both small businesses and investment-company structures. Perkins Capital Management is not positioned as an ESG specialist, and it is not registered as a multistate adviser or a pension consultant. The firm’s filings show a mix of hands-on equity selection and selective use of third‑party alternative managers. That combination points to a strategy that leans on direct equity exposure for return generation, while supplementing risk and return profiles through private placements and venture allocations when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Other 1%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%
  • Other1%

Owners & executives

1 of 1
  • DANIEL PERKINS

    Chief Operating OfficerCRD 2250640

Contacts

3 of 3
  • HARRY LINDBERG

    Vice President and Portfolio ManagerCRD 724361

  • RICHARD PERKINS

    PresidentCRD 851551

  • NANCY LINDBERG

    Assistant Vice PresidentCRD 1170570

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

WAYZATA, MN

HENNEPIN

Location

WAYZATA, MN

Headquartered in WAYZATA, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
730 Lake St E
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth