FAGAN ASSOCIATES INC

RIASEC RegisteredEst. 1996
Total AUM
$941M
Discretionary
$923M
98% of AUM
Avg account
$299K
Accounts
3,144
Employees
7
Advisory reps
3

Firm details

Headquarters
TROY, New York
CRD number
107562
Registered since
March 6, 1996
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI57.21%
  • Individuals39.24%
  • Charitable Organizations2.15%
  • Pension & Profit Sharing Plans1.39%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fagan Associates Inc is an independent, privately owned registered investment adviser that has been SEC-registered since 1996. The firm advises both individual and family clients as well as institutional and business accounts, providing financial planning and portfolio management for individuals, small businesses, and institutions. Fee arrangements include a percentage of assets under management and hourly charges. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, US Government Bonds 3%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents8%
  • State & Local Bonds4%
  • US Government Bonds3%

Owners & executives

1 of 1
  • DENNIS FAGAN

    Founder, President and Chief Financial AdvisorCRD 1372863

Contacts

2 of 2
  • DOUGLAS KEENHOLTS

    Financial AdvisorCRD 6267288

  • AARON FAGAN

    Portfolio ManagerCRD 7405070

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 82

Active vs passive

$342M in ETFs

Passive

74%

$252M

Active

22%

$89.2M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN CORE PLUS BOND ETF (JCPB)JP MorganActiveIntermediate Core Plus Bond$21M445,3256.14%

Location

Primary office

TROY, NY

RENSSELAER

Location

TROY, NY

Headquartered in TROY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
RENSSELAER
Address
767 Hoosick Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth