Exos Securities LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
298276
Registered since
February 13, 2019

Firm profile

FINTRX

Overview

Exos Securities LLC is organized as a limited liability company and appears on public records as having registered with the SEC in 2019. Ownership is listed as a combination of a domestic entity and an individual. The firm’s profile classifies it as unclassified and indicates it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The source material does not disclose the firm’s advisory activities, fee structure, client segments, or specific business lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Brady Dougan

    Brady Dougan

    Founder and CEOCRD 2423049

  • Michael Forstl

    Michael Forstl

    Chief Compliance OfficerCRD 1430325

Contacts

3 of 10
  • Sean Brady

    Sean Brady

    Head of StrategyCRD 2656052

  • Dewey Tucker

    Managing DirectorCRD 4912568

  • Olga Rip

    FinOpCRD 5440553

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
35 W 35th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth