EXOS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
298276
Registered since
February 13, 2019

Firm profile

FINTRX

Overview

Exos Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2019. Ownership is recorded as a mix of a domestic entity and an individual. The firm's classification in the snapshot is listed as "unclassified." FINTRX flags indicate it is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not marked as a newly formed adviser, pension consultant, or related adviser. Publicly available FINTRX fields for Exos Securities LLC do not include descriptions of business lines, advisory services, client segments, or fee schedules. The profile is therefore limited to registration and status attributes rather than operational detail.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Forstl

    Chief Compliance OfficerCRD 1430325

Contacts

3 of 11
  • SEAN BRADY

    Head of StrategyCRD 2656052

  • DEWEY TUCKER

    Managing DirectorCRD 4912568

  • OLGA RIP

    FinOpCRD 5440553

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
35 W 35th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth