EXECUTIVE SERVICES SECURITIES, LLC

Overview

Executive Services Securities, LLC operates primarily as a broker‑dealer and insurance broker. Organized as a limited liability company and registered with the SEC since 1989, the firm functions on a commission-based model rather than as a fee-based investment manager. Its structure and disclosures indicate the firm distributes packaged investment and insurance products—mutual funds, annuities and corporate notes—while also acting as a conduit to third‑party alternative managers for clients seeking exposure to real estate, commodities and oil & gas. The firm is not positioned as a capital allocator; instead it appears to focus on product distribution and intermediary services. It does not identify as an active ESG investor and is not reported as a multi‑state or newly formed adviser. Industry affiliations list the firm among broker‑dealers and insurance companies and indicate relationships with other investment advisers and pension consulting channels, suggesting a mix of transactional brokerage and referral or sub‑advisory activity.

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Location & Offices