H & L Equities, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
113794
Registered since
November 7, 2001

Firm profile

FINTRX

Overview

H & L Equities, LLC is organized as a limited liability company and appears in public records as an SEC-registered adviser since 2001. Ownership is listed as individual rather than institutional or corporate, and the firm is categorized as "Unclassified" in the source data. The profile indicates the firm does not act as a capital allocator and does not identify as an active ESG investor. It is not flagged as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has provided minimal disclosure about its business lines, client segments, fee schedule, or advisory activities. There is no descriptive information available about its investment preferences, manager allocation priorities, or operating model in the source dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Paul Caron

    Paul Caron

    Chief Compliance OfficerCRD 2451071

  • Lori Mayfield

    Lori Mayfield

    Chief Financial OfficerCRD 4899271

  • Christopher Harrison

    Christopher Harrison

    Chief Executive OfficerCRD 4981070

Contacts

2 of 2
  • Charles Harrison

    OwnerCRD 3071551

  • Patrick Whelchel

    Patrick Whelchel

    Vice President & General CounselCRD 5389090

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
1175 Peachtree St Ne
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth