H & L Equities, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
113794
Registered since
November 7, 2001

Firm profile

FINTRX

Overview

H & L Equities, LLC is organized as a limited liability company that registered with the SEC in 2001 and is owned by an individual. The firm's public profile is minimal: it is classified as "Unclassified" in the snapshot data and it does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The source dataset provides no description of the firm's advisory activities, client base, fee structure, investment approach, or any business affiliations. The lack of disclosed operational and investment detail makes it difficult to characterize the firm's positioning or target clientele. There are no statements about product offerings, portfolio construction, use of third-party managers, or specialization in areas such as wealth management, institutional mandates, or family office services.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Lori Mayfield

    Lori Mayfield

    Chief Financial OfficerCRD 4899271

  • Paul Caron

    Paul Caron

    Chief Compliance OfficerCRD 2451071

  • Christopher Harrison

    Christopher Harrison

    Chief Executive OfficerCRD 4981070

Contacts

2 of 2
  • Charles Harrison

    OwnerCRD 3071551

  • Patrick Whelchel

    Patrick Whelchel

    Vice President & General CounselCRD 5389090

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
1175 Peachtree St Ne
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth