Preferred Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
—
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
169719
Registered since
February 2, 2015

Firm profile

FINTRX

Overview

Preferred Capital Securities, LLC is organized as a limited liability company and has been SEC-registered since 2015. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and records indicate it does not act as a capital allocator. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a newly formed adviser. It is also not reported to provide pension consulting services or to be a related adviser to another firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Orit Small

    Orit Small

    SVP, Chief Compliance OfficerCRD 2786459

  • Jeffery Smith

    Jeffery Smith

    Chief Executive OfficerCRD 4039773

  • Lindsey Sparano

    Lindsey Sparano

    Chief Accounting OfficerCRD 7637276

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Contacts

3 of 29
  • Ian McElreath

    Ian McElreath

    Registered RepresentativeCRD 4754189

  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Brad Fryer

    Brad Fryer

    Co-FounderCRD 1612648

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
3290 Northside Pkwy Nw
Time zone
ET (UTC-5)
Office locations

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