DAI Securities, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
—
Advisory reps
100
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
36673
Registered since
August 31, 1994

Firm profile

FINTRX

Overview

DAI Securities, LLC is organized as a limited liability company and has been SEC-registered since 1994. The firm’s public profile in the dataset is sparse: it is classified as Unclassified, is not listed as a capital allocator, and is not identified as an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. Owner type is recorded as a domestic entity and individual. The available records do not detail the firm’s client segments, fee schedule, or specific advisory and business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Cassity Wingenbach

    Cassity Wingenbach

    Chief Operating OfficerCRD 5310099

  • Brian Thorkelson

    Brian Thorkelson

    Chief Market StrategistCRD 4336809

  • Leslie Penka

    Leslie Penka

    Chief Compliance OfficerCRD 4535565

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Contacts

3 of 93
  • Michele Martin

    Michele Martin

    PresidentCRD 5653595

  • Sabrina Mangual

    Sabrina Mangual

    Registered AssistantCRD 5761157

  • Jack Michaletz

    Jack Michaletz

    Investment Adviser RepresentativeCRD 5773608

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Dekalb

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Dekalb
Address
2800 Century Pkwy Ne
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth