DAI Securities, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 36673
- Registered since
- August 31, 1994
- Website
- www.daisecurities.com
Firm profile
FINTRXOverview
DAI Securities, LLC is organized as a limited liability company and has been SEC-registered since 1994. Ownership is held by a combination of a domestic corporate entity and an individual. The firm is listed under an "unclassified" regulatory category. Available records indicate it does not function as a capital allocator and is not identified as an active ESG investor. It is also not marked as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7
Cassity Wingenbach
Chief Operating OfficerCRD 5310099
Brian Thorkelson
Chief Market StrategistCRD 4336809
Leslie Penka
Chief Compliance OfficerCRD 4535565
Contacts
3 of 93
Michele Martin
PresidentCRD 5653595
Sabrina Mangual
Registered AssistantCRD 5761157
Jack Michaletz
Investment Adviser RepresentativeCRD 5773608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Atlanta, GA
Dekalb
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Dekalb
- Address
- 2800 Century Pkwy Ne
- Time zone
- ET (UTC-5)
- Office locations
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