DAI SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
98
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
36673
Registered since
August 31, 1994

Firm profile

FINTRX

Overview

DAI Securities, LLC is organized as a limited liability company and is registered with the SEC; records show its registration year as 1994. Public records classify the firm as "Unclassified" and list its owner type as a domestic entity with individual ownership. Filings indicate the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser or a pension consultant. The dataset does not include a detailed description of business lines, advisory services, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • CHRISTINE MICHALETZ

    Chief Operating OfficerCRD 6004009

  • Leslie Penka

    Chief Compliance OfficerCRD 4535565

  • Cassity Wingenbach

    Chief Operating OfficerCRD 5310099

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Contacts

3 of 90
  • JENNIFER MCKINNON

    Senior Wealth AdvisorCRD 2213066

  • CONNOR SEEDALL

    Financial AdvisorCRD 6418732

  • MICHAEL O'TOOLE

    Financial AdvisorCRD 6336251

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

DEKALB

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
DEKALB
Address
2800 Century Pkwy NE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth