DAI Securities, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 36673
- Registered since
- August 31, 1994
- Website
- www.daisecurities.com
Firm profile
FINTRXOverview
DAI Securities, LLC is a limited liability company that registered with the SEC in 1994. Public records classify it as a domestic entity with individual ownership; its regulatory classification is recorded as "Unclassified." The available data indicate the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not labeled as a multi-state or newly formed adviser. The firm has not provided details about its advisory services, fee model, client types, or specific investment activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7
Leslie Penka
Chief Compliance OfficerCRD 4535565

Cassity Wingenbach
Chief Operating OfficerCRD 5310099

Joseph Michaletz
CEO & PrincipalCRD 1327534
Contacts
3 of 93
Jennifer Mckinnon
Senior Wealth AdvisorCRD 2213066

Connor Seedall
Financial AdvisorCRD 6418732
Michael O'toole
Financial AdvisorCRD 6336251
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Atlanta, GA
Dekalb
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Dekalb
- Address
- 2800 Century Pkwy Ne
- Time zone
- ET (UTC-5)
- Office locations
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