Ethos Capital Management, Inc.
Firm details
- Headquarters
- Newtown, Pennsylvania
- CRD number
- 313145
- Registered since
- March 26, 2025
- Website
- ethoscapitalmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI76.42%
- Individuals23.58%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ethos Capital Management, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2025. The firm acts as a capital allocator for individual and family clients, offering financial planning, portfolio management for individuals and small businesses, manager selection services and educational seminars. Its fee model combines a percentage of assets under management with hourly charges. Ethos is not identified as an active ESG investor and does not position itself as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds44%
- Cash & Cash Equivalents7%
- US Government Bonds4%
Owners & executives
1 of 1
Steven Toto
Chief Executive OfficerCRD 1698379
Contacts
3 of 4Noreen Toto
MemberCRD 6838338
Sean Conner
Financial Planning AssociateCRD 4475108
Emily Toto
Financial Planning AssociateCRD 8158651
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$63.6M in ETFs
92%
$58.7M
6%
$5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND (VTIP) | Vanguard | Passive | Short Term Inflation Protected Bond | $36M | 715,805 | 56.51% |
Location
Newtown, PA
Bucks
Location
Newtown, PA
Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Bucks
- Address
- 626 S State St
- Time zone
- ET (UTC-5)
- Office locations
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