46 Peaks Investment Advisory Group
Firm details
- Headquarters
- Newtown, Pennsylvania
- CRD number
- 306902
- Registered since
- January 10, 2020
- Website
- 46peaks.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI91.6%
- Individuals7.75%
- Pension & Profit Sharing Plans0.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
46 Peaks Investment Advisory Group is an independent, SEC‑registered registered investment adviser organized as an LLC and owned by an individual. The firm registered with the SEC in 2020 and serves individual and family clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and selection of other advisers. Compensation is a mix of percentage‑of‑AUM and fixed fees. The firm acts as a capital allocator and, per its filings, is not an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Private Funds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Erik Mosholt
Founder & Chief Investment OfficerCRD 2016965
Contacts
3 of 3
Brad Heindel
Director, Research and Portfolio ManagementCRD 3078426
Louis Fancher
Director of Financial PlanningCRD 2772262
Linda Valente
Director of OperationsCRD 2500447
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$166M in ETFs
29%
$47.3M
69%
$118M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $30.2M | 643,426 | 18.25% |
Location
Newtown, PA
Bucks
Location
Newtown, PA
Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Bucks
- Address
- 760 Newtown Yardley Rd
- Time zone
- ET (UTC-5)
- Office locations
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