Brick & Kyle Associates Inc

RIASEC RegisteredEst. 1998
Total AUM
$492M
Discretionary
$492M
100% of AUM
Avg account
$1.2M
Accounts
427
Employees
6
Advisory reps
5

Firm details

Headquarters
Newtown, Pennsylvania
CRD number
107771
Registered since
April 14, 1998
Fee structure
Percentage of AUM
Client types
  • HNWI78.53%
  • Individuals21.47%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Brick & Kyle Associates Inc is an independent, SEC-registered advisory corporation that has been operating since 1998. The firm is owned by an individual and serves primarily individual and family clients, offering financial planning and portfolio management tailored to individuals and small businesses. Compensation is charged as a percentage of assets under management. The adviser also conducts business as a registered representative of a broker-dealer. Brick & Kyle does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 31%, State & Local Bonds 5%, Cash & Cash Equivalents 1%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds31%
  • State & Local Bonds5%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Andrew Brick

    Andrew Brick

    President, CEOCRD 2545233

Contacts

3 of 4
  • Edgar Brick

    ChairmanCRD 30291

  • Betty Brick

    Executive Vice PresidentCRD 2407824

  • James Lewers

    Vice PresidentCRD 3031642

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 37

Active vs passive

$90.7M in ETFs

Passive

67%

$60.3M

Active

28%

$30.4M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT)PIMCOActiveUltrashort Bond$16.9M167,92218.62%

Location

Primary office

Newtown, PA

Bucks

Location

Newtown, PA

Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Bucks
Address
905 Mount Eyre Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth