Brick & Kyle Associates Inc

RIASEC Registered

Total AUM

$492M

Discretionary

$492M

100% of AUM

Avg account

$1.2M

Accounts

427

Employees

6

Advisory reps

5

Firm details

Headquarters: Newtown, Pennsylvania
CRD number: 107771
Registered since: April 14, 1998
Website: brick-kyle.com
Fee structure: Percentage of AUM
Client types: HNWI78.53%
Individuals21.47%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Brick & Kyle Associates Inc. is an independent, individual-owned Registered Investment Adviser that has been SEC-registered since 1998. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its client-fee model is based on a percentage of assets under management, and the firm also operates as a registered representative of a broker-dealer, maintaining brokerage-facing affiliations in addition to its advisory business. Brick & Kyle does not identify as a capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities63%
Public Funds/Mutual Funds31%
State & Local Bonds5%
Cash & Cash Equivalents1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 33

Active vs passive

$70.7M in ETFs

Passive

92%

$65.2M

Active

0%

$5.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD MORNINGSTAR SMALL-CAP INDEX FUND (VB)	Vanguard	Passive	Small Blend	$9.7M	34,037	13.69%

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Primary office

Newtown, PA

Bucks

Location

Newtown, PA

Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area: Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region: Northeast
County: Bucks
Address: 905 Mount Eyre Rd
Time zone: ET (UTC-5)
Office locations

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