Erickson Financial Group, LLC
Firm details
- Headquarters
- Allentown, Pennsylvania
- CRD number
- 299818
- Registered since
- April 9, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.35%
- Individuals16.98%
- Pension & Profit Sharing Plans1.63%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Erickson Financial Group, LLC is an independent registered investment adviser that began SEC registration in 2021 and is owned by an individual. It serves primarily individual and family clients and bills on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. The firm’s stated advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Public disclosures indicate a preference toward equity exposures rather than ESG-driven mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Public Funds/Mutual Funds11%
- Cash & Cash Equivalents4%
Contacts
3 of 3
Chad Wakeman
Financial AdvisorCRD 8181013
Kerry Erickson
Managing Partner, Financial AdvisorCRD 4528342
Timothy Erickson
Partner, Investment AdvisorCRD 6152283
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$251M in ETFs
58%
$146M
42%
$105M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $52.1M | 1,057,731 | 20.79% |
Location
Allentown, PA
Lehigh
Location
Allentown, PA
Headquartered in Allentown, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Lehigh
- Address
- 1011 Brookside Rd
- Time zone
- ET (UTC-5)
- Office locations
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