A Better Way Financial, LLC
Firm details
- Headquarters
- Allentown, Pennsylvania
- CRD number
- 304914
- Registered since
- June 2, 2026
- Website
- abetterwayfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals83.28%
- HNWI16.72%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
A Better Way Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm is owner-operated and serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. It also operates as an insurance broker and has an industry affiliation with an insurance company. The firm charges fees based on a percentage of assets under management and fixed fees, and it acts as a capital allocator to third-party managers. The adviser does not identify as an active ESG investor and is not registered as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Cash & Cash Equivalents2%
- Exchange Traded Equities1%
Owners & executives
1 of 1
Frank Guida
Founder and CEOCRD 1499368
Contacts
3 of 6
Noah Williams
ParaplannerCRD 7083002
Joseph Nola
Financial Solutions AdvisorCRD 6736710
Kimberly Guida
Vice PresidentCRD 2120314
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$177M in ETFs
46%
$80.7M
0%
$95.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $47.9M | 545,492 | 27.14% |
Location
Allentown, PA
Lehigh
Location
Allentown, PA
Headquartered in Allentown, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Lehigh
- Address
- 6357 Airport Rd
- Time zone
- ET (UTC-5)
- Office locations
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