EQ Wealth Management

RIASEC Registered
Total AUM
$942M
Discretionary
$717M
76% of AUM
Avg account
$380K
Accounts
2,476
Employees
15
Advisory reps
9

Firm details

Headquarters
,
CRD number
291033
Registered since
January 2, 2018
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI95.3%
  • Individuals4.49%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

EQ Wealth Management is an independent, SEC-registered RIA (registered in 2018) organized as a limited liability company under individual ownership. The firm serves both individual/family and institutional clients and bills advisory services as a percentage of assets under management. Its advisory menu includes financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and pooled vehicles, manager selection, and educational workshops. EQ Wealth also operates as an insurance broker and acts as a capital allocator, deploying client capital to external managers and, in at least some cases, sponsoring or acting as general partner/managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 31%, Other 5%, Cash & Cash Equivalents 4%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities31%
  • Other5%
  • Cash & Cash Equivalents4%

Contacts

3 of 9
  • Michael Varga

    Michael Varga

    Operations Team ManagerCRD 4268825

  • Michael Okamoto

    Michael Okamoto

    Financial AdvisorCRD 6285788

  • Nathan Tepp

    Nathan Tepp

    Financial AdvisorCRD 6381611

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 88

Active vs passive

$485M in ETFs

Passive

52%

$253M

Active

35%

$232M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US EQUITY FACTOR ROTATION ACTIVE ETF (DYNF)BlackRockActiveLarge Blend$40.8M599,7908.41%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth