EQ WEALTH MANAGEMENT

RIASEC RegisteredEst. 2018
Total AUM
$942M
Discretionary
$717M
76% of AUM
Avg account
$380K
Accounts
2,476
Employees
15
Advisory reps
9

Firm details

Headquarters
,
CRD number
291033
Registered since
January 2, 2018
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI95.3%
  • Individuals4.49%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

EQ Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2018. The firm is owner-operated and positions itself as a capital allocator to both individual/family and institutional clients. Its client-facing offerings center on percentage-of-AUM advisory fees, complemented by insurance brokerage capabilities and financial planning. Advisory services include discretionary and non-discretionary portfolio management for individuals, small businesses and pooled investment vehicles, selection of third‑party advisers, and educational seminars. EQ Wealth Management is not identified as an active ESG investor and is not flagged as a multi-state adviser in its snapshot. The firm also serves in sponsor/GP/managing-member roles for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 31%, Other 5%, Cash & Cash Equivalents 4%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities31%
  • Other5%
  • Cash & Cash Equivalents4%

Contacts

3 of 9
  • AUDREA SULLIVAN

    Client Service AssociateCRD 6409402

  • STEPHEN EMANUELS

    Managing Member, Wealth AdvisorCRD 3143866

  • MICHAEL VARGA

    Operations Team ManagerCRD 4268825

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 77

Active vs passive

$430M in ETFs

Passive

56%

$242M

Active

37%

$187M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US EQUITY FACTOR ROTATION ACTIVE ETF (DYNF)BlackRockActiveLarge Blend$36.5M627,6268.50%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth