EP Securities, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
150774
Registered since
March 16, 2010

Firm profile

FINTRX

Overview

EP Securities, LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm first registered with the SEC in 2010 and is identified as being owned by a domestic entity and an individual. Available records do not list advisory or fee arrangements, and the firm is not flagged as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public filings in the dataset provide limited detail on the firm’s business lines or client segments beyond its investment-bank classification.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 7
  • Edward Soh

    Edward Soh

    Managing DirectorCRD 2557224

  • Douglas Donohue

    Douglas Donohue

    Founder and Managing DirectorCRD 1969102

  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
275 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth