EMPIRE RETIREMENT PLANS, LLC

Overview

Empire Retirement Plans, LLC operates as a small, specialist adviser focused on retirement-plan related work. The firm’s registered activities center on pension consulting services and advising plan sponsors rather than running large discretionary investment programs. Its business model combines percentage-of-AUM and fixed-fee billing, and the adviser is not positioned as an active ESG investor or a broad capital allocator. The available filing data indicate the firm provides non-discretionary advice and builds plan lineups using traditional pooled vehicles rather than managing bespoke separate accounts. Given the stated advisory activity, Empire Retirement Plans typically shows preference for public pooled vehicles and insurance solutions that fit plan-level needs — for example, mutual funds and annuity-based options that plan sponsors use to meet participant choices and liability-management objectives. Commodity exposure is listed among the alternative categories the firm uses, suggesting it will include broad commodity exposure where it complements a retirement plan’s diversification or inflation-hedging goals.

Assets & Accounts

Investments & Alternatives

Location & Offices