Adirondack Financial Services Corp

RIASEC RegisteredEst. 2005

Total AUM

$462M

Discretionary

$417M

90% of AUM

Avg account

$543K

Accounts

851

Employees

Advisory reps

Firm details

Headquarters: Utica, New York
CRD number: 126155
Registered since: October 3, 2005
Website: www.adkfinancialservices.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI58.98%
Individuals17.66%
Pension & Profit Sharing Plans9.67%
Charitable Organizations9.66%
Corporations / Businesses2.91%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Adirondack Financial Services Corp is an independent, individually owned registered investment adviser that has been SEC-registered since 2005. The firm serves both individual and family clients as well as institutional accounts and operates as a registered representative of a broker-dealer and an insurance broker. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are a mix of percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor.