CARUSO MCLEAN & CO., INC.

Overview

Caruso Mclean & Co, Inc. is an independent, individually owned registered investment adviser that serves both individual and family clients as well as institutional accounts. The firm combines advisory services—financial planning, portfolio management for individuals, small businesses and institutions, plus pension consulting—with broker-dealer registered representative and insurance broker activities. That mix points to a hybrid model: discretionary portfolio oversight is available, but much of the advisory relationship appears to be implemented through client-directed holdings and distribution-capable products such as annuities. Investment activity is concentrated in public pooled vehicles rather than proprietary private funds. The firm is not set up as a capital allocator and does not list use of third‑party alternative asset managers; it also identifies itself as not an active ESG investor. Fee arrangements include percentage-of-AUM billing and fixed fees, consistent with a client base seeking both ongoing asset management and project-based planning.

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Location & Offices