EM SECURITIES LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

—

Advisory reps

18

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 148257
Registered since: May 29, 2009

Firm profile

FINTRX

Overview

EM Securities LLC is a limited liability company that is classified as an investment bank. The firm first registered with the SEC in 2009. Ownership is listed as a mix of a domestic entity and an individual. Available records indicate EM Securities does not act as a capital allocator, is not active on ESG investing, and is not identified as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Contacts

3 of 18

Sean Oh
Registered RepresentativeCRD 6964250
CARMEN CARPENTER
Managing DirectorCRD 5735009
Kirill Savitski
Registered RepresentativeCRD 5427078

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: Co Caa Evolution Lexington Ave
Time zone: ET (UTC-5)
Office locations

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